Virtual Learning
for Advisors and Financial Professionals

Get the knowledge you need when you learn best with i-LearnERISA. Whether you pull an all-nighter, prefer a more relaxed approach or work best in a group setting, i-LearnERISA adapts to your preferences. This online learning platform developed for financial professionals, complies with the regulations set by the SEC. Financial institutions and large numbers of advisors can learn the most current rules and regulations by attending remote standard or customized interactive, audiovisual courses that facilitate social distancing.

The financial community’s leading independent expert for evaluating, auditing and rating business practices, customer performance, product quality and service.

Offers business building ERISA and IRA consulting services to the financial services industry

More Courses Coming Soon...

Taking Plan Design to New Heights

Big Plans for Small Businesses

On Beyond Fiduciary: Effective Plan Governance

Practical and Tactical Actions for Small Business Owners

Comply with Rollover Regulations

The first i-LearnERISA program responds to PTE 2020-02 with the following courses:

  • Rollover rules are constantly changing in light of DOL and SEC guidance. Through this course, you will learn the steps to uncovering plan distribution options; be able to recognize four common rollover scenarios; and implement a systematic process for repeating compliant rollovers that benefit your clients and limit liability for advisors and their firms. At the completion of this course, you will be educated and equipped to confidently instruct and advise plan participants as the "go to" advisor for that organization's benefit offerings; and roll over assets where and when appropriate in a compliant manner.
  • Making certain recommendations to rollover retirement plan assets is now a fiduciary act, subject to standards of care similar to that required for investment recommendations. Fiduciary rollover recommendations must therefore comply with the level of prudent practices and documentation that were previously reserved for investments.

    This self-study course is designed to give financial professionals and compliance departments an understanding of the regulatory framework related to rollovers, the applicability of the new Prohibited Transaction Exemption (PTE 2020-02), processes and prerequisites, as well as pros and cons of various rollover advice arrangements.

CFP CE credit now available!

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Contact DALBAR

  • 2 Mount Royal Ave, Suite 250
    Marlborough, MA 01752
  • Phone: 617-723-6400
  • Email: info@Dalbar.com

Contact Retirement Learning Center

  • 206 North 7th Street
    Brainerd, MN 56401
  • Phone: 877-275-7521
    Fax: 320.323.3709
  • Email: info@retirementlc.com