DALBAR, a Third-Party Expert
DALBAR, Inc. is the financial community’s leading independent expert for evaluating, auditing and rating business practices, customer performance, product quality and service. Launched in 1976, DALBAR has earned the recognition for consistent and unbiased evaluations of Investment companies, registered investment advisers, insurance companies, broker/dealers, retirement plan providers and financial professionals.
DALBAR awards are recognized as marks of a superior standard of care in the financial community.
Get Rollover Compliance Peace of Mind
Financial Firms come in all shapes and sizes but no matter the make-up, DALBAR has an option that will fit.
Do it Yourself
Use DALBAR's Retrospective Review Checklist and Reports and other outside references to train and test internally. Conduct internal review using materials.
Do it Together
Customize i-LearnERISA rollover training modules and test online. Consult and design internal review with DALBAR and get a private opinion letter.
Do it For Me
Train professionals using i-LearnERISA rollover training and test online. Get a retrospective 3rd party review conducted by DALBAR. Receive public certification.
Recommending Rollovers with a Computer Model or Pure Robo?
Robo-advice is investment advice generated solely by an interactive website in which computer software-based models or applications provide investment advice based on personal information each investor supplies through the website, without any personal interaction or advice with an Investment Professional. For compliance, the 408(g) exemption is required.
Make sure you are in compliance with DALBAR's 408(g) Audit and Certify your Computer Model.
Become a Behavioral Finance Coach Using DALBAR's Industry Leading Investor Behavior Research
The new online, interactive hub for Financial Advisors brings together over 25 years of investor behavior research, data and tools to provide you with everything needed to coach clients when they need it most and mitigate return-destroying behavior. QAIB Advisor Studio is filled with unique and practical content that promotes client engagement, reinforces trust, and provides a voice for financial professionals to build their practice.
Make your investor communications come to life!
Win at Rollovers with DALBAR Today!